Procedure File: 2009/0099(COD)

European Parliament / Legislative Observatory

Procedure file

2009/0099(COD)

Financial institutions: capital requirements for the trading book and for re-securitisations; supervisory review of remuneration policies

Basic information
Key players
Key events
Technical information
Documentation gateway
Links to other sites
Final act

Basic information

2009/0099(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Directive

Financial institutions: capital requirements for the trading book and for re-securitisations; supervisory review of remuneration policies

Amending Directive 2006/48/EC 2004/0155(COD)
Amending Directive 2006/49/EC 2004/0159(COD)

Subject
2.50.04 Banks and credit
2.50.08 Financial services, financial reporting and auditing

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

European Parliament

Committee responsible	Rapporteur	Appointed
ECON Economic and Monetary Affairs	MCCARTHY Arlene	20/10/2009

Committee for opinion	Rapporteur for opinion	Appointed
EMPL Employment and Social Affairs	CHRISTENSEN Ole	06/10/2009
JURI Legal Affairs	LEHNE Klaus-Heiner	02/09/2009

Council of the European Union

Council configuration

Meeting

Date

Competitiveness (Internal Market, Industry, Research and Space)

3035

11/10/2010

Former Council configuration
Economic and Financial Affairs ECOFIN	2972	10/11/2009

European Commission

Commission DG

Internal Market and Services

Commissioner

BARNIER Michel

Key events

13/07/2009	Legislative proposal published	COM(2009)0362	Summary
14/09/2009	Committee referral announced in Parliament, 1st reading/single reading
10/11/2009	Debate in Council		Summary
14/06/2010	Vote in committee, 1st reading/single reading		Summary
28/06/2010	Committee report tabled for plenary, 1st reading/single reading	A7-0205/2010
06/07/2010	Debate in Parliament
07/07/2010	Decision by Parliament, 1st reading/single reading	T7-0274/2010	Summary
07/07/2010	Results of vote in Parliament
11/10/2010	Act adopted by Council after Parliament's 1st reading
24/11/2010	Final act signed
24/11/2010	End of procedure in Parliament
14/12/2010	Final act published in Official Journal

Technical information

Procedure reference	2009/0099(COD)
Procedure type	COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype	Legislation
Legislative instrument	Directive
	Amending Directive 2006/48/EC 2004/0155(COD) Amending Directive 2006/49/EC 2004/0159(COD)
Legal basis	Treaty on the Functioning of the EU TFEU 053-p1
Stage reached in procedure	Procedure completed
Committee dossier	ECON/7/00464

Documentation gateway

European Parliament

Committee draft report	PE439.301	04/03/2010
Amendments tabled in committee	PE439.967	31/03/2010
Committee report tabled for plenary, 1st reading/single reading	A7-0205/2010	28/06/2010
Text adopted by Parliament, 1st reading/single reading	T7-0274/2010	07/07/2010	Summary

European Commission

Legislative proposal	COM(2009)0362	13/07/2009	Summary
Document attached to the procedure	SEC(2009)0974	13/07/2009
Document attached to the procedure	SEC(2009)0975	13/07/2009
Commission response to text adopted in plenary	SP(2010)6509	15/09/2010

Other institutions

European Central Bank: opinion, guideline, report	CON/2009/0094 OJ C 291 01.12.2009, p. 0001	12/11/2009	Summary
Economic and Social Committee: opinion, report	CES0098/2010	20/01/2010
European Central Bank: opinion, guideline, report	CON/2010/0065 OJ C 223 18.08.2010, p. 0001	06/08/2010	Summary

All

Legislative proposal	COM(2009)0362	13/07/2009	Summary
Document attached to the procedure	SEC(2009)0974	13/07/2009
Document attached to the procedure	SEC(2009)0975	13/07/2009
European Central Bank: opinion, guideline, report	CON/2009/0094 OJ C 291 01.12.2009, p. 0001	12/11/2009	Summary
Economic and Social Committee: opinion, report	CES0098/2010	20/01/2010
Committee draft report	PE439.301	04/03/2010
Amendments tabled in committee	PE439.967	31/03/2010
Committee report tabled for plenary, 1st reading/single reading	A7-0205/2010	28/06/2010
Text adopted by Parliament, 1st reading/single reading	T7-0274/2010	07/07/2010	Summary
European Central Bank: opinion, guideline, report	CON/2010/0065 OJ C 223 18.08.2010, p. 0001	06/08/2010	Summary
Commission response to text adopted in plenary	SP(2010)6509	15/09/2010

Links to other sites

National parliaments	IPEX
European Commission	PreLex

Final act

Directive 2010/76
OJ L 329 14.12.2010, p. 0003 Summary

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