Procedure File: 2009/0144(COD)

European Parliament / Legislative Observatory

Procedure file

2009/0144(COD)

European Securities and Markets Authority (ESMA): establishment

Basic information
Key players
Key events
Technical information
Documentation gateway
Links to other sites
Final act

Basic information

2009/0144(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Regulation

European Securities and Markets Authority (ESMA): establishment

Amended by 2009/0064(COD)
Amending Decision No 716/2009/EC 2009/0001(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.10 Financial supervision
8.40.08 Community bodies, agencies

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

European Parliament

Committee responsible	Rapporteur	Appointed
ECON Economic and Monetary Affairs	GIEGOLD Sven	20/10/2009

Committee for opinion	Rapporteur for opinion	Appointed
AFCO Constitutional Affairs	MÉNDEZ DE VIGO Íñigo	24/11/2009
EMPL Employment and Social Affairs	The committee decided not to give an opinion.
JURI Legal Affairs	BALDASSARRE Raffaele	05/10/2009
BUDG Budgets	HAUG Jutta	21/10/2009

Council of the European Union

Council configuration

Meeting

Date

Economic and Financial Affairs ECOFIN

3045

17/11/2010

Former Council configuration
Economic and Financial Affairs ECOFIN	3030	07/09/2010
Economic and Financial Affairs ECOFIN	3027	13/07/2010
Economic and Financial Affairs ECOFIN	2981	02/12/2009

European Commission

Commission DG

Internal Market and Services

Commissioner

BARNIER Michel

Key events

23/09/2009	Legislative proposal published	COM(2009)0503	Summary
07/10/2009	Committee referral announced in Parliament, 1st reading/single reading
02/12/2009	Debate in Council		Summary
10/05/2010	Vote in committee, 1st reading/single reading		Summary
03/06/2010	Committee report tabled for plenary, 1st reading/single reading	A7-0169/2010
06/07/2010	Debate in Parliament
07/07/2010	Decision by Parliament, 1st reading/single reading	T7-0270/2010	Summary
07/07/2010	Results of vote in Parliament
13/07/2010	Debate in Council		Summary
22/09/2010	Decision by Parliament, 1st reading/single reading	T7-0339/2010	Summary
17/11/2010	Act adopted by Council after Parliament's 1st reading
24/11/2010	Final act signed
24/11/2010	End of procedure in Parliament
15/12/2010	Final act published in Official Journal

Technical information

Procedure reference	2009/0144(COD)
Procedure type	COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype	Legislation
Legislative instrument	Regulation
	Amended by 2009/0064(COD) Amending Decision No 716/2009/EC 2009/0001(COD)
Legal basis	Treaty on the Functioning of the EU TFEU 114-p1
Stage reached in procedure	Procedure completed
Committee dossier	ECON/7/01065

Documentation gateway

European Parliament

Committee draft report	PE438.409	10/02/2010
Amendments tabled in committee	PE439.456	24/03/2010
Amendments tabled in committee	PE439.919	24/03/2010
Amendments tabled in committee	PE439.931	24/03/2010
Committee report tabled for plenary, 1st reading/single reading	A7-0169/2010	03/06/2010
Text adopted by Parliament, partial vote at 1st reading/single reading	T7-0270/2010	07/07/2010	Summary
Text adopted by Parliament, 1st reading/single reading	T7-0339/2010	22/09/2010	Summary

European Commission

Legislative proposal	COM(2009)0503	23/09/2009	Summary
Document attached to the procedure	SEC(2009)1233	23/09/2009
Document attached to the procedure	SEC(2009)1234	23/09/2009
Document attached to the procedure	SEC(2009)1235	23/09/2009
Commission response to text adopted in plenary	SP(2010)7193	13/10/2010

Other institutions

European Central Bank: opinion, guideline, report

CON/2010/0005
OJ C 013 20.01.2010, p. 0001

08/01/2010

Summary

All

Legislative proposal	COM(2009)0503	23/09/2009	Summary
Document attached to the procedure	SEC(2009)1233	23/09/2009
Document attached to the procedure	SEC(2009)1234	23/09/2009
Document attached to the procedure	SEC(2009)1235	23/09/2009
European Central Bank: opinion, guideline, report	CON/2010/0005 OJ C 013 20.01.2010, p. 0001	08/01/2010	Summary
Committee draft report	PE438.409	10/02/2010
Amendments tabled in committee	PE439.456	24/03/2010
Amendments tabled in committee	PE439.919	24/03/2010
Amendments tabled in committee	PE439.931	24/03/2010
Committee report tabled for plenary, 1st reading/single reading	A7-0169/2010	03/06/2010
Text adopted by Parliament, partial vote at 1st reading/single reading	T7-0270/2010	07/07/2010	Summary
Text adopted by Parliament, 1st reading/single reading	T7-0339/2010	22/09/2010	Summary
Commission response to text adopted in plenary	SP(2010)7193	13/10/2010

Links to other sites

National parliaments	IPEX
European Commission	PreLex

Final act

Regulation 2010/1095
OJ L 331 15.12.2010, p. 0084 Summary

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