Procedure File: 2011/0298(COD) | Legislative Observatory

2011/0298(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Directive

Markets in financial instruments. Recast

Amending Directive 2002/92/EC 2000/0213(COD)
Amending Directive 2011/61/EU 2009/0064(COD)
See also 2011/0296(COD)
Amended by 2012/0029(COD)
Amended by 2016/0033(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Selected topics
Regulation of financial markets

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

European Parliament

Committee responsible

Rapporteur

Appointed

ECON Economic and Monetary Affairs

PPE FERBER Markus

Shadow rapporteur

10/05/2011

Committee for opinion	Rapporteur for opinion	Appointed
DEVE Development	Verts/ALE JOLY Eva	05/12/2011
ITRE Industry, Research and Energy	ALDE KRAHMER Holger	19/12/2011
JURI Legal Affairs

Council of the European Union

Council configuration

Meeting

Date

General Affairs

3313

13/05/2014

Former Council configuration
Economic and Financial Affairs ECOFIN	3290	28/01/2014
Economic and Financial Affairs ECOFIN	3271	15/11/2013
Economic and Financial Affairs ECOFIN	3248	21/06/2013

European Commission

Commission DG

Financial Stability, Financial Services and Capital Markets Union

Commissioner

BARNIER Michel

Key events

20/10/2011	Legislative proposal published	COM(2011)0656	Summary
15/11/2011	Committee referral announced in Parliament, 1st reading/single reading
26/09/2012	Vote in committee, 1st reading/single reading
05/10/2012	Committee report tabled for plenary, 1st reading/single reading	A7-0306/2012	Summary
25/10/2012	Debate in Parliament
26/10/2012	Decision by Parliament, 1st reading/single reading	T7-0406/2012	Summary
12/02/2013	Debate in Council
21/06/2013	Debate in Council	3248
15/11/2013	Debate in Council	3271
28/01/2014	Debate in Council	3290
15/04/2014	Decision by Parliament, 1st reading/single reading	T7-0386/2014	Summary
13/05/2014	Act adopted by Council after Parliament's 1st reading
15/05/2014	Final act signed
15/05/2014	End of procedure in Parliament
12/06/2014	Final act published in Official Journal

Technical information

Procedure reference	2011/0298(COD)
Procedure type	COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype	Recast
Legislative instrument	Directive
	Amending Directive 2002/92/EC 2000/0213(COD) Amending Directive 2011/61/EU 2009/0064(COD) See also 2011/0296(COD) Amended by 2012/0029(COD) Amended by 2016/0033(COD)
Legal basis	Treaty on the Functioning of the EU TFEU 053-p1
Modified legal basis	Rules of Procedure of the European Parliament EP 150
Stage reached in procedure	Procedure completed
Committee dossier	ECON/7/07644

Documentation gateway

European Parliament

Committee draft report		PE485.882	16/03/2012	EP
Amendments tabled in committee		PE489.423	15/05/2012	EP
Amendments tabled in committee		PE489.463	15/05/2012	EP
Amendments tabled in committee		PE489.464	15/05/2012	EP
Amendments tabled in committee		PE489.465	15/05/2012	EP
Amendments tabled in committee		PE489.466	15/05/2012	EP
Committee opinion	ITRE	PE486.104	04/06/2012	EP
Committee opinion	DEVE	PE489.528	20/06/2012	EP
Committee report tabled for plenary, 1st reading/single reading		A7-0306/2012	05/10/2012	EP	Summary
Text adopted by Parliament, partial vote at 1st reading/single reading		T7-0406/2012	26/10/2012	EP	Summary
Text adopted by Parliament, 1st reading/single reading		T7-0386/2014	15/04/2014	EP	Summary

European Commission

Legislative proposal	COM(2011)0656	20/10/2011	EC	Summary
Document attached to the procedure	SEC(2011)1226	20/10/2011	EC
Document attached to the procedure	SEC(2011)1227	20/10/2011	EC
Commission response to text adopted in plenary	SP(2014)471	09/07/2014

National parliaments

Contribution	DE_BUNDESRAT	COM(2011)0656	14/02/2012	NP
Contribution	IT_SENATE	COM(2011)0656	06/06/2012	NP
Contribution	PT_PARLIAMENT	COM(2011)0656	09/01/2012	NP
Contribution	RO_CHAMBER	COM(2011)0656	07/11/2012	NP

Other institutions

Document attached to the procedure	N7-0077/2012 OJ C 147 25.05.2012, p. 0001	10/02/2012	EDPS	Summary
European Central Bank: opinion, guideline, report	CON/2012/0021 OJ C 161 07.06.2012, p. 0003	22/03/2012	ECB	Summary
Economic and Social Committee: opinion, report	CES1038/2012	25/04/2012	ESC

All

Legislative proposal		COM(2011)0656	20/10/2011	EC	Summary
Document attached to the procedure		SEC(2011)1226	20/10/2011	EC
Document attached to the procedure		SEC(2011)1227	20/10/2011	EC
Document attached to the procedure		N7-0077/2012 OJ C 147 25.05.2012, p. 0001	10/02/2012	EDPS	Summary
Committee draft report		PE485.882	16/03/2012	EP
European Central Bank: opinion, guideline, report		CON/2012/0021 OJ C 161 07.06.2012, p. 0003	22/03/2012	ECB	Summary
Economic and Social Committee: opinion, report		CES1038/2012	25/04/2012	ESC
Amendments tabled in committee		PE489.423	15/05/2012	EP
Amendments tabled in committee		PE489.463	15/05/2012	EP
Amendments tabled in committee		PE489.464	15/05/2012	EP
Amendments tabled in committee		PE489.465	15/05/2012	EP
Amendments tabled in committee		PE489.466	15/05/2012	EP
Committee opinion	ITRE	PE486.104	04/06/2012	EP
Committee opinion	DEVE	PE489.528	20/06/2012	EP
Committee report tabled for plenary, 1st reading/single reading		A7-0306/2012	05/10/2012	EP	Summary
Text adopted by Parliament, partial vote at 1st reading/single reading		T7-0406/2012	26/10/2012	EP	Summary
Text adopted by Parliament, 1st reading/single reading		T7-0386/2014	15/04/2014	EP	Summary
Commission response to text adopted in plenary		SP(2014)471	09/07/2014
Contribution	DE_BUNDESRAT	COM(2011)0656	14/02/2012	NP
Contribution	IT_SENATE	COM(2011)0656	06/06/2012	NP
Contribution	PT_PARLIAMENT	COM(2011)0656	09/01/2012	NP
Contribution	RO_CHAMBER	COM(2011)0656	07/11/2012	NP

Additional information

National parliaments	IPEX
European Commission	EUR-Lex

Final act

Directive 2014/65
OJ L 173 12.06.2014, p. 0349 Summary

Corrigendum to final act 32014L0065R(01)
OJ L 341 27.11.2014, p. 0032

Corrigendum to final act 32014L0065R(04)
OJ L 292 10.11.2015, p. 0013

Corrigendum to final act 32014L0065R(05)
OJ L 099 15.04.2016, p. 0034

Corrigendum to final act 32014L0065R(06)
OJ L 188 13.07.2016, p. 0028

Corrigendum to final act 32014L0065R(07)
OJ L 273 08.10.2016, p. 0035

Corrigendum to final act 32014L0065R(09)
OJ L 064 10.03.2017, p. 0116

Final legislative act with provisions for delegated acts

Delegated acts

2016/2654(DEA)	Examination of delegated act
2016/2679(DEA)	Examination of delegated act
2016/2766(DEA)	Examination of delegated act
2016/2775(DEA)	Examination of delegated act
2016/2745(DEA)	Examination of delegated act
2016/2746(DEA)	Examination of delegated act
2016/2752(DEA)	Examination of delegated act
2016/2778(DEA)	Examination of delegated act
2016/3016(DEA)	Examination of delegated act
2016/2776(DEA)	Examination of delegated act
2016/2779(DEA)	Examination of delegated act
2016/2848(DEA)	Examination of delegated act
2016/3017(DEA)	Examination of delegated act
2016/2845(DEA)	Examination of delegated act
2016/2846(DEA)	Examination of delegated act
2016/2847(DEA)	Examination of delegated act
2016/2738(DEA)	Examination of delegated act
2016/2784(DEA)	Examination of delegated act
2016/2867(DEA)	Examination of delegated act
2016/2810(DEA)	Examination of delegated act

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