Procedure File: 2011/0298(COD) | Legislative Observatory

2011/0298(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Directive

Markets in financial instruments. Recast

Amending Directive 2002/92/EC 2000/0213(COD)
Amending Directive 2011/61/EU 2009/0064(COD)
See also 2011/0296(COD)
Amended by 2012/0029(COD)
Amended by 2016/0033(COD)
Amended by 2017/0231(COD)
Amended by 2017/0358(COD)
Amended by 2018/0047(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

European Parliament

Committee responsible

Rapporteur

Appointed

ECON Economic and Monetary Affairs

PPE FERBER Markus

Shadow rapporteur

10/05/2011

Committee for opinion	Rapporteur for opinion	Appointed
DEVE Development	Verts/ALE JOLY Eva	05/12/2011
ITRE Industry, Research and Energy	ALDE KRAHMER Holger	19/12/2011
JURI Legal Affairs

Council of the European Union

Council configuration

Meeting

Date

General Affairs

3313

13/05/2014

Former Council configuration
Economic and Financial Affairs ECOFIN	3290	28/01/2014
Economic and Financial Affairs ECOFIN	3271	15/11/2013
Economic and Financial Affairs ECOFIN	3248	21/06/2013

European Commission

Commission DG

Financial Stability, Financial Services and Capital Markets Union

Commissioner

BARNIER Michel

Key events

20/10/2011	Legislative proposal published	COM(2011)0656	Summary
15/11/2011	Committee referral announced in Parliament, 1st reading/single reading
26/09/2012	Vote in committee, 1st reading/single reading
05/10/2012	Committee report tabled for plenary, 1st reading/single reading	A7-0306/2012	Summary
25/10/2012	Debate in Parliament
26/10/2012	Decision by Parliament, 1st reading/single reading	T7-0406/2012	Summary
12/02/2013	Debate in Council
21/06/2013	Debate in Council	3248
15/11/2013	Debate in Council	3271
28/01/2014	Debate in Council	3290
15/04/2014	Decision by Parliament, 1st reading/single reading	T7-0386/2014	Summary
13/05/2014	Act adopted by Council after Parliament's 1st reading
15/05/2014	Final act signed
15/05/2014	End of procedure in Parliament
12/06/2014	Final act published in Official Journal

Technical information

Procedure reference	2011/0298(COD)
Procedure type	COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype	Recast
Legislative instrument	Directive
	Amending Directive 2002/92/EC 2000/0213(COD) Amending Directive 2011/61/EU 2009/0064(COD) See also 2011/0296(COD) Amended by 2012/0029(COD) Amended by 2016/0033(COD) Amended by 2017/0231(COD) Amended by 2017/0358(COD) Amended by 2018/0047(COD)
Legal basis	Treaty on the Functioning of the EU TFEU 053-p1
Modified legal basis	Rules of Procedure EP 150
Stage reached in procedure	Procedure completed
Committee dossier	ECON/7/07644

Documentation gateway

European Parliament

Committee draft report		PE485.882	16/03/2012	EP
Amendments tabled in committee		PE489.423	15/05/2012	EP
Amendments tabled in committee		PE489.463	15/05/2012	EP
Amendments tabled in committee		PE489.464	15/05/2012	EP
Amendments tabled in committee		PE489.465	15/05/2012	EP
Amendments tabled in committee		PE489.466	15/05/2012	EP
Committee opinion	ITRE	PE486.104	04/06/2012	EP
Committee opinion	DEVE	PE489.528	20/06/2012	EP
Committee report tabled for plenary, 1st reading/single reading		A7-0306/2012	05/10/2012	EP	Summary
Text adopted by Parliament, partial vote at 1st reading/single reading		T7-0406/2012	26/10/2012	EP	Summary
Text adopted by Parliament, 1st reading/single reading		T7-0386/2014	15/04/2014	EP	Summary

European Commission

Legislative proposal	COM(2011)0656	20/10/2011	EC	Summary
Document attached to the procedure	SEC(2011)1226	20/10/2011	EC
Document attached to the procedure	SEC(2011)1227	20/10/2011	EC
Commission response to text adopted in plenary	SP(2014)471	09/07/2014

National parliaments

Contribution	DE_BUNDESRAT	COM(2011)0656	14/02/2012	NP
Contribution	IT_SENATE	COM(2011)0656	06/06/2012	NP
Contribution	PT_PARLIAMENT	COM(2011)0656	09/01/2012	NP
Contribution	RO_CHAMBER	COM(2011)0656	07/11/2012	NP

Other institutions

Document attached to the procedure	N7-0077/2012 OJ C 147 25.05.2012, p. 0001	10/02/2012	EDPS	Summary
European Central Bank: opinion, guideline, report	CON/2012/0021 OJ C 161 07.06.2012, p. 0003	22/03/2012	ECB	Summary
Economic and Social Committee: opinion, report	CES1038/2012	25/04/2012	ESC

All

Legislative proposal		COM(2011)0656	20/10/2011	EC	Summary
Document attached to the procedure		SEC(2011)1226	20/10/2011	EC
Document attached to the procedure		SEC(2011)1227	20/10/2011	EC
Document attached to the procedure		N7-0077/2012 OJ C 147 25.05.2012, p. 0001	10/02/2012	EDPS	Summary
Committee draft report		PE485.882	16/03/2012	EP
European Central Bank: opinion, guideline, report		CON/2012/0021 OJ C 161 07.06.2012, p. 0003	22/03/2012	ECB	Summary
Economic and Social Committee: opinion, report		CES1038/2012	25/04/2012	ESC
Amendments tabled in committee		PE489.423	15/05/2012	EP
Amendments tabled in committee		PE489.463	15/05/2012	EP
Amendments tabled in committee		PE489.464	15/05/2012	EP
Amendments tabled in committee		PE489.465	15/05/2012	EP
Amendments tabled in committee		PE489.466	15/05/2012	EP
Committee opinion	ITRE	PE486.104	04/06/2012	EP
Committee opinion	DEVE	PE489.528	20/06/2012	EP
Committee report tabled for plenary, 1st reading/single reading		A7-0306/2012	05/10/2012	EP	Summary
Text adopted by Parliament, partial vote at 1st reading/single reading		T7-0406/2012	26/10/2012	EP	Summary
Text adopted by Parliament, 1st reading/single reading		T7-0386/2014	15/04/2014	EP	Summary
Commission response to text adopted in plenary		SP(2014)471	09/07/2014
Contribution	DE_BUNDESRAT	COM(2011)0656	14/02/2012	NP
Contribution	IT_SENATE	COM(2011)0656	06/06/2012	NP
Contribution	PT_PARLIAMENT	COM(2011)0656	09/01/2012	NP
Contribution	RO_CHAMBER	COM(2011)0656	07/11/2012	NP

Additional information

National parliaments	IPEX
European Commission	EUR-Lex

Final act

Directive 2014/65
OJ L 173 12.06.2014, p. 0349 Summary

Corrigendum to final act 32014L0065R(01)
OJ L 341 27.11.2014, p. 0032

Corrigendum to final act 32014L0065R(04)
OJ L 292 10.11.2015, p. 0013

Corrigendum to final act 32014L0065R(05)
OJ L 099 15.04.2016, p. 0034

Corrigendum to final act 32014L0065R(06)
OJ L 188 13.07.2016, p. 0028

Corrigendum to final act 32014L0065R(07)
OJ L 273 08.10.2016, p. 0035

Corrigendum to final act 32014L0065R(09)
OJ L 064 10.03.2017, p. 0116

Final legislative act with provisions for delegated acts

Delegated acts

2016/2654(DEA)	Examination of delegated act
2016/2679(DEA)	Examination of delegated act
2016/2766(DEA)	Examination of delegated act
2016/2775(DEA)	Examination of delegated act
2016/2745(DEA)	Examination of delegated act
2016/2746(DEA)	Examination of delegated act
2016/2752(DEA)	Examination of delegated act
2016/2778(DEA)	Examination of delegated act
2016/3016(DEA)	Examination of delegated act
2017/2864(DEA)	Examination of delegated act
2016/2776(DEA)	Examination of delegated act
2016/2779(DEA)	Examination of delegated act
2016/2848(DEA)	Examination of delegated act
2016/3017(DEA)	Examination of delegated act
2016/2845(DEA)	Examination of delegated act
2016/2846(DEA)	Examination of delegated act
2016/2847(DEA)	Examination of delegated act
2016/2738(DEA)	Examination of delegated act
2016/2784(DEA)	Examination of delegated act
2016/2867(DEA)	Examination of delegated act
2017/2814(DEA)	Examination of delegated act
2016/2810(DEA)	Examination of delegated act

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