REPORT on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EC) No 1393/2007 of the European Parliament and of the Council on the service in the Member States of judicial and extrajudicial documents in civil or commercial matters (service of documents)
7.1.2019 - (COM(2018)0379 – C8‑0243/2018 – 2018/0204(COD)) - ***I
Committee on Legal Affairs
Rapporteur: Sergio Gaetano Cofferati
DRAFT EUROPEAN PARLIAMENT LEGISLATIVE RESOLUTION
on the proposal for a regulation of the European Parliament and of the Council amending Regulation (EC) No 1393/2007 of the European Parliament and of the Council on the service in the Member States of judicial and extrajudicial documents in civil or commercial matters (service of documents)
(COM(2018)0379 – C8‑0243/2018 – 2018/0204(COD))
(Ordinary legislative procedure: first reading)
The European Parliament,
– having regard to the Commission proposal to Parliament and the Council (COM(2018)0379),
– having regard to Article 294(2) and Article 81 of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C8-0243/2018);
- having regard to Article 294(3) of the Treaty on the Functioning of the European Union,
– having regard to Rule 59 of its Rules of Procedure,
– having regard to the report of the Committee on Legal Affairs (A8-0001/2019),
1. Adopts its position at first reading hereinafter set out;
2. Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;
3. Instructs its President to forward its position to the Council, the Commission and the national parliaments.
Amendment 1 Proposal for a regulation Recital 1 | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(1) In the interests of the proper functioning of the internal market, it is necessary to further improve and expedite the transmission and service between the Member States of judicial and extrajudicial documents in civil and commercial matters. |
(1) In the interests of the proper functioning of the internal market and the development of an area of civil justice in the Union, it is necessary to further improve and expedite the transmission and service between the Member States of judicial and extrajudicial documents in civil and commercial matters, while ensuring a high level of security and protection in the transmission of such documents, safeguarding the rights of the addressee and the protection of privacy and personal data. | |||||||||||||||||||||
Amendment 2 Proposal for a regulation Recital 4 | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(4) In order to ensure the speedy transmission of documents to other Member States for the purposes of service there, all appropriate means of modern communication technology should be used, provided that certain conditions as to the integrity and reliability of the document received are observed. For that purpose, all communication and exchanges of documents between the agencies and bodies designated by the Member States should be carried out through a decentralised IT system composed of national IT systems. |
(4) In order to effectively ensure the speedy transmission of documents to other Member States for the purposes of service there, all appropriate means of modern communication technology should be used, provided that certain conditions as to the integrity and reliability of the document received are observed and that respect for procedural rights, a high level of security in the transmission of such documents and the protection of privacy and personal data are ensured. For that purpose, all communication and exchanges of documents between the agencies and bodies designated by the Member States should be carried out through a decentralised IT system composed of national IT systems. | |||||||||||||||||||||
Amendment 3 Proposal for a regulation Recital 4 a (new) | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(4a) The decentralised IT system to be established pursuant to Regulation (EC) No 1393/2007 should be based on the e-CODEX system and should be managed by eu-LISA. Adequate resources should be made available to eu-LISA for such a system to be introduced and kept operational, as well as to provide technical support to transmitting and receiving agencies and central bodies in the event of problems in the operation of the system. The Commission should submit as soon as possible, and in any event before the end of 2019, a proposal for a Regulation on cross-border communication in judicial proceedings (e-CODEX). | |||||||||||||||||||||
Amendment 4 Proposal for a regulation Recital 4 b (new) | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(4b) Where a document instituting the proceedings has already been served upon the defendant and the defendant has not refused to accept such document, the law of the forum Member State should offer parties who are domiciled in another Member State the possibility of appointing a representative for the purpose of service of documents on them in the forum Member State, provided that the party concerned has been duly informed about the consequences of that choice and has explicitly accepted such option. | |||||||||||||||||||||
Amendment 5 Proposal for a regulation Recital 5 | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(5) The receiving agency should, in all circumstances and with no margin of discretion in that regard, inform the addressee in writing using the standard form that he or she may refuse to accept the document to be served if it is not either in a language which he or she understands or in the official language or one of the official languages of the place of service. This rule should also apply to any subsequent service once the addressee has exercised his or her right of refusal. The right of refusal should also apply in respect of service by diplomatic or consular agents, service by postal services and direct service. It should be possible to remedy the service of the refused document by serving a translation of the document on the addressee. |
(5) The receiving agency should, in all circumstances and with no margin of discretion in that regard, inform the addressee in good time in writing, using the standard form, that he or she may refuse to accept the document to be served if it is not in a language which he or she understands. This rule should also apply to any subsequent service once the addressee has exercised his or her right of refusal. The right of refusal should also apply in respect of service by diplomatic or consular agents, service by postal or courier services and direct service. It should be possible to remedy the service of the refused document by serving an official translation of the document on the addressee. | |||||||||||||||||||||
Amendment 6 Proposal for a regulation Recital 6 | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(6) If the addressee has refused to accept the document, the court or authority seised with the legal proceedings in course of which the service became necessary, should verify whether that refusal was justified. For that purpose, that court or authority should take into account all the relevant information on the file or at its disposal in order to determine the actual language skills of the addressee. When assessing the language skills of the addressee, the court could take into account factual elements such as documents written by the addressee in the language concerned, whether the addressee’s profession involves such language skills (for example, teacher or interpreter), whether the addressee is a citizen of the Member State where the judicial proceedings take place, or whether the addressee previously resided in that Member State for some time. Such an assessment should not take place, if the document was drawn up or translated into the official language or one of the official languages of the place of service. |
(6) If the addressee has refused to accept the document, the court or authority seized with the legal proceedings in course of which the service became necessary, should verify whether that refusal was justified. For that purpose, that court or authority should take into account all the relevant information on the file in order to determine the actual language skills of the addressee. When assessing the language skills of the addressee, the court could take into account factual elements such as documents written by the addressee in the language concerned, whether the addressee’s profession involves such language skills, whether the addressee is a citizen of the Member State where the judicial proceedings take place, or whether the addressee previously resided in that Member State for an extended period of time. | |||||||||||||||||||||
Amendment 7 Proposal for a regulation Recital 7 | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(7) Efficiency and speed in cross-border judicial proceedings requires direct, expedited channels for serving documents on persons in other Member States. Consequently, it should be possible for a person interested in a judicial proceeding or a court or authority seised with a legal proceeding to effect service of documents directly through electronic means to the digital user account of an addressee who is domiciled in another Member State. The conditions for the use of such type of direct electronic service should ensure that electronic user accounts are used for the purpose of service of documents only if there are appropriate safeguards for the protection of the interests of the addressees, either by way of high technical standards or in form of an explicit consent given by the addressee. |
(7) Efficiency and speed in cross-border judicial proceedings requires direct, expedited and secure channels for serving documents on persons in other Member States. It should be possible for a person interested in a judicial proceeding or a court or authority seised with a legal proceeding to effect service of documents directly through electronic means to an addressee who is domiciled in another Member State. Such type of direct electronic service should, however, be permitted only if there are appropriate safeguards for the protection of the interests of the addressees, including high technical standards and an explicit consent given by the addressee. Where documents are served or transmitted electronically, the possibility should be available to provide an acknowledgement of receipt of such documents. | |||||||||||||||||||||
Amendment 8 Proposal for a regulation Recital 8 | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(8) The already existing direct channels for transmission and service of documents should be improved so that they provide reliable and generally accessible alternatives to the traditional transmission via the receiving agencies. For this purpose, postal service providers should use a specific acknowledgement of receipt when performing service by post under Article 14 of Regulation (EC) No 1393/2007. Similarly, it should be possible for any person interested in a judicial proceeding and for courts or authorities seised with a legal proceeding to effect service of documents in the territory of all Member States directly through the judicial officers, officials or other competent persons of the Member State addressed. |
(8) Given the need to improve the framework provisions for judicial cooperation in the Union and update public legal administrative procedures in order to increase cross-border interoperability and facilitate interaction with citizens, the already existing direct channels for transmission and service of documents should be improved so that they provide rapid, reliable, more secure and generally accessible alternatives to the traditional transmission via the receiving agencies. For this purpose, postal service providers should use a specific acknowledgement of receipt when performing service by post under Article 14 of Regulation (EC) No 1393/2007. Similarly, it should be possible for any person interested in a judicial proceeding and for courts or authorities seised with a legal proceeding to effect service of documents in the territory of all Member States directly through the judicial officers, officials or other competent persons of the Member State addressed. | |||||||||||||||||||||
Amendment 9 Proposal for a regulation Recital 8 a (new) | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(8a) Where the defendant has not appeared and no certificate of service or delivery has been received, the judge should still be able to give judgement, subject to certain limitations and provided that various requirements for the safeguard of the interests of the defendant have been complied with. In those cases, it is essential to ensure that all reasonable efforts are made to inform the defendant that court proceedings have been initiated against her or him. For that purpose, the court should send alert messages through all available known channels of communication which are likely to be accessible in a manner that is exclusive to the addressee, including, for example, by means of that person’s telephone number, e-mail address or private social media account. | |||||||||||||||||||||
Amendment 10 Proposal for a regulation Recital 9 | ||||||||||||||||||||||
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Text proposed by the Commission |
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(9) This Regulation respects fundamental rights and observes the principles recognised in particular by the Charter of Fundamental Rights of the European Union. In particular, this Regulation seeks to ensure full respect of the rights of defence of the addressees, which derive from the right to a fair trial, enshrined in Article 47 of the Charter of Fundamental Rights. |
(9) This Regulation respects fundamental rights and observes the principles recognised in particular by the Charter of Fundamental Rights of the European Union. In particular, this Regulation seeks to ensure full respect of the rights of defence of the addressees, which derive from the right to a fair trial, enshrined in Article 47 of the Charter of Fundamental Rights. Similarly, by guaranteeing equal access to justice, the Regulation serves to promote non-discrimination (Article 18 TFEU), and respects existing Union rules on the protection of personal data and privacy. | |||||||||||||||||||||
Amendment 11 Proposal for a regulation Recital 9 a (new) | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(9a) It is important to ensure that this Regulation is applied in compliance with Union data protection law and respects the protection of privacy as enshrined in the Charter of Fundamental Rights of the European Union. It is also important to ensure that any processing of the personal data of natural persons under this Regulation is undertaken in accordance with Regulation (EU) 2016/679 and Directive (EC) 2002/58. Personal data provided under this Regulation should be processed only for the specific purposes set out in this Regulation. | |||||||||||||||||||||
Amendment 12 Proposal for a regulation Recital 10 – introductory part | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(10) In order to enable a swift adaptation of the Annexes to Regulation (EC) No 1393/2007, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of amendments to Annexes I, II and IV to that Regulation. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making*. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States’ experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts. |
(10) In order to define the detailed arrangements for the functioning of the decentralised IT system for communication and exchange of documents between the agencies and bodies designated by the Member States, and in order to determine the detailed arrangements for the functioning of the qualified electronic registered delivery services which will be used for the purpose of service of documents through electronic means, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission. Such delegated acts should guarantee effective, reliable and smooth transmission of the relevant data, as well as a high level of security in the transmission, the protection of privacy and personal data and, with regard to electronic service of documents, equal access for person with disabilities. Furthermore, in order to enable a swift adaptation of the Annexes to Regulation (EC) No 1393/2007, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of amendments to Annexes I, II and IV to that Regulation. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making*. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States’ experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts. | |||||||||||||||||||||
Amendment 13 Proposal for a regulation Recital 12 a (new) | ||||||||||||||||||||||
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Text proposed by the Commission |
Amendment | |||||||||||||||||||||
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(12a) This Regulation seeks to improve the effectiveness and speed of judicial procedures by simplifying and streamlining procedures for the notification or communication of judicial and extrajudicial documents at Union level, while at the same time helping to reduce delays and costs for individuals and businesses. In addition, greater legal certainty, coupled with simpler, streamlined and digitalised procedures can encourage individuals and businesses to engage in cross-border transactions, thereby boosting trade within the Union and hence the functioning of the internal market. | |||||||||||||||||||||
Amendment 14 Proposal for a regulation Article 1 – paragraph 1 – point 1 Regulation (EC) No 1393/2007 Article 1 – paragraph 3 | ||||||||||||||||||||||
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Amendment 15 Proposal for a regulation Article 1 – paragraph 1 – point 2 Regulation (EC) No 1393/2007 Article 2 – paragraph 4 – point c | ||||||||||||||||||||||
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Amendment 16 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3a – paragraph 1 | ||||||||||||||||||||||
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Amendment 17 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3a – paragraph 2 | ||||||||||||||||||||||
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Amendment 18 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3 a – paragraph 3 | ||||||||||||||||||||||
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Amendment 19 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3 а – paragraph 4 | ||||||||||||||||||||||
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Amendment 20 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3 a – paragraph 4 a (new) | ||||||||||||||||||||||
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Amendment 21 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3a – paragraph 4 a (new) | ||||||||||||||||||||||
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Amendment 22 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3c – paragraph 1 – introductory part | ||||||||||||||||||||||
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Amendment 23 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3 c – paragraph 1 – point c | ||||||||||||||||||||||
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Amendment 24 Proposal for a regulation Article 1 – paragraph 1 – point 3 Regulation (EC) No 1393/2007 Article 3c – paragraph 2 – point a | ||||||||||||||||||||||
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Amendment 25 Proposal for a regulation Article 1 – paragraph 1 – point 4 Regulation (EC) No 1393/2007 Article 4 – paragraph 3 | ||||||||||||||||||||||
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Amendment 26 Proposal for a regulation Article 1 – paragraph 1 – point 5 Regulation (EC) No 1393/2007 Article 6 – paragraph 1 | ||||||||||||||||||||||
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Amendment 27 Proposal for a regulation Article 1 – paragraph 1 – point 5 Regulation (EC) No 1393/2007 Article 6 – paragraph 2 | ||||||||||||||||||||||
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Amendment 28 Proposal for a regulation Article 1 – paragraph 1 – point 5 Regulation (EC) No 1393/2007 Article 6 – paragraph 3 | ||||||||||||||||||||||
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Amendment 29 Proposal for a regulation Article 1 – paragraph 1 – point 5 Regulation (EC) No 1393/2007 Article 6 – paragraph 4 | ||||||||||||||||||||||
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Amendment 30 Proposal for a regulation Article 1 – paragraph 1 – point 5 Regulation (EC) No 1393/2007 Article 6 – paragraph 4 a (new) | ||||||||||||||||||||||
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Amendment 31 Proposal for a regulation Article 1 – paragraph 1 – point 6 Regulation (EC) No 1393/2007 Article 7a – title | ||||||||||||||||||||||
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Amendment 32 Proposal for a regulation Article 1 – paragraph 1 – point 6 Regulation (EC) No 1393/2007 Article 7a – paragraph 1 | ||||||||||||||||||||||
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Amendment 33 Proposal for a regulation Article 1 – paragraph 1 – point 6 Regulation (EC) No 1393/2007 Article 7 а – paragraph 2 | ||||||||||||||||||||||
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Amendment 34 Proposal for a regulation Article 1 – paragraph 1 – point 7 Regulation (EC) No 1393/2007 Article 8 – paragraph 1 | ||||||||||||||||||||||
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Amendment 35 Proposal for a regulation Article 1 – paragraph 1 – point 7 Regulation (EC) No 1393/2007 Article 8 – paragraph 2 | ||||||||||||||||||||||
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Amendment 36 Proposal for a regulation Article 1 – paragraph 1 – point 7 Regulation (EC) No 1393/2007 Article 8 – paragraph 3 | ||||||||||||||||||||||
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Amendment 37 Proposal for a regulation Article 1 – paragraph 1 – point 7 Regulation (EC) No 1393/2007 Article 8 – paragraph 4 | ||||||||||||||||||||||
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Amendment 38 Proposal for a regulation Article 1 – paragraph 1 – point 7 Regulation (EC) No 1393/2007 Article 8 – paragraph 5 | ||||||||||||||||||||||
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Amendment 39 Proposal for a regulation Article 1 – paragraph 1 – point 7 Regulation (EC) No 1393/2007 Article 8 – paragraph 7 | ||||||||||||||||||||||
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Amendment 40 Proposal for a regulation Article 1 – paragraph 1 – point 9 Regulation (EC) No 1393/2007 Article 14 – title | ||||||||||||||||||||||
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Amendment 41 Proposal for a regulation Article 1 – paragraph 1 – point 9 Regulation (EC) No 1393/2007 Article 14 – paragraph 1 | ||||||||||||||||||||||
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Amendment 42 Proposal for a regulation Article 1 – paragraph 1 – point 9 Regulation (EC) No 1393/2007 Article 14 – paragraph 2 | ||||||||||||||||||||||
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Amendment 43 Proposal for a regulation Article 1 – paragraph 1 – point 9 Regulation (EC) No 1393/2007 Article 14 – paragraph 3 | ||||||||||||||||||||||
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Amendment 44 Proposal for a regulation Article 1 – paragraph 1 – point 9 Regulation (EC) No 1393/2007 Article 15 – paragraph 2 | ||||||||||||||||||||||
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Amendment 45 Proposal for a regulation Article 1 – paragraph 1 – point 10 Regulation (EC) No 1393/2007 Article 15a – paragraph 1 – introductory part | ||||||||||||||||||||||
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Amendment 46 Proposal for a regulation Article 1 – paragraph 1 – point 10 Regulation (EC) No 1393/2007 Article 15a – paragraph 1 – point a | ||||||||||||||||||||||
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Amendment 47 Proposal for a regulation Article 1 – paragraph 1 – point 10 Regulation (EC) No 1393/2007 Article 15a – paragraph 1 – point b | ||||||||||||||||||||||
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Amendment 48 Proposal for a regulation Article 1 – paragraph 1 – point 10 Regulation (EC) No 1393/2007 Article 15a – paragraph 1 a (new) | ||||||||||||||||||||||
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Amendment 49 Proposal for a regulation Article 1 – paragraph 1 – point 11 Regulation (EC) No 1393/2007 Article 18 – paragraph 2 | ||||||||||||||||||||||
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Amendment 50 Proposal for a regulation Article 1 – paragraph 1 – point 11 Regulation (EC) No 1393/2007 Article 18 – paragraph 6 | ||||||||||||||||||||||
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Amendment 51 Proposal for a regulation Article 1 – paragraph 1 – point 12 Regulation (EC) No 1393/2007 Article 18a | ||||||||||||||||||||||
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Amendment 52 Proposal for a regulation Article 1 – paragraph 1 – point 12 Regulation (EC) No 1393/2007 Article 18b | ||||||||||||||||||||||
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Amendment 53 Proposal for a regulation Article 1 – paragraph 1 – point 13 Regulation (EC) No 1393/2007 Article 19 – paragraph 1 | ||||||||||||||||||||||
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Amendment 54 Proposal for a regulation Article 1 – paragraph 1 – point 13 Regulation (EC) No 1393/2007 Article 19 – paragraph 2 – point b | ||||||||||||||||||||||
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Amendment 55 Proposal for a regulation Article 1 – paragraph 1 – point 13 Regulation (EC) No 1393/2007 Article 19 – paragraph 3 | ||||||||||||||||||||||
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Amendment 56 Proposal for a regulation Article 1 – paragraph 1 – point 13 Regulation (EC) No 1393/2007 Article 19 – paragraph 4 | ||||||||||||||||||||||
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Justification | ||||||||||||||||||||||
Amendment 57 Proposal for a regulation Article 1 – paragraph 1 – point 13 Regulation (EC) No 1393/2007 Article 19 – paragraph 5 – point a | ||||||||||||||||||||||
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Amendment 58 Proposal for a regulation Article 1 – paragraph 1 – point 13 a (new) Regulation (EC) No 1393/2007 Article 22 – paragraph -1 (new) | ||||||||||||||||||||||
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Amendment 59 Proposal for a regulation Article 1 – paragraph 1 – point 13 b (new) Regulation (EC) No 1393/2007 Article 22 – paragraph 1 | ||||||||||||||||||||||
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Amendment 60 Proposal for a regulation Article 1 – paragraph 1 – point 13 c (new) Regulation (EC) No 1393/2007 Article 22 – paragraph 2 | ||||||||||||||||||||||
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Amendment 61 Proposal for a regulation Article 1 – paragraph 1 – point 13 d (new) Regulation (EC) No 1393/2007 Article 22 – paragraph 3 | ||||||||||||||||||||||
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Amendment 62 Proposal for a regulation Article 1 – paragraph 1 – point 13 e (new) Regulation (EC) No 1393/2007 Article 22 – paragraph 4 | ||||||||||||||||||||||
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Amendment 63 Proposal for a regulation Article 1 – paragraph 1 – point 15 Regulation (EC) No 1393/2007 Article 23a – paragraph 1 | ||||||||||||||||||||||
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Amendment 64 Proposal for a regulation Article 1 – paragraph 1 – point 16 Regulation (EC) No 1393/2007 Article 24 – paragraph 1 | ||||||||||||||||||||||
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EXPLANATORY STATEMENT
Regulation (EC) 2007/1393 of the European Parliament and of the Council on the service in the Member States of judicial and extrajudicial documents in civil or commercial matters (service of documents) has been a successful part of the programme on civil justice cooperation of the EU. In 2017, the Commission undertook a regulatory fitness (REFIT) evaluation, in line with the better regulation guidelines, to assess the operation of the instrument in relation to the five key mandatory evaluation criteria of effectiveness, efficiency, relevance, coherence and EU added value. In this report, a number of issues were raised, primarily in relation to the possibility of modernising the rules given advances in communication technology. Consequently, the Commission presented its Proposal to amend the Regulation on 31 May 2018.
The proposal by the European Commission aims at clarifying certain elements of Regulation (EC) 2007/1393, at improving the efficiency and speed of judicial procedures with cross-border implications in commercial and civil matters, in particular through the electronic exchange of documents, and at ensuring proper administration of justice in those cases, including by strengthening certain safeguards for the defendant.
The main elements of the Commission’s proposal are:
• Scope. It is clarified that the Regulation applies in all situations where the domicile of the addressee of a judicial document is in another Member State.
• Digital exchange of documents. It is proposed that all communication and exchanges of documents between transmitting agencies, receiving agencies and central bodies are carried out electronically, through a decentralised IT system made up of national IT systems interconnected by a communication infrastructure. Such decentralised IT system should be established through implementing acts. Alternative means should be used in cases of unforeseen and exceptional disruption of the decentralised IT system.
• Unknown address of the person to be served. Member States would be required to provide assistance in locating the whereabouts of a recipient, through at least one of three alternative options.
• Obligation to appoint a representative in the forum Member State for the purpose of service of documents. The proposal accepts existing laws and practice in several Member States, according to which foreign parties to proceedings may be required to appoint a representative to serve judicial documents on them in the forum Member State, after those parties have been served with the document instituting the proceedings.
• Right to refuse a document. The proposal clarifies the procedure whereby the addressee can refuse to accept a document if it is not drawn up or translated into an appropriate language she or he understands. The time limit to refuse a document is set to two weeks.
• Alternative direct methods of service of documents. Electronic service of documents is introduced as an alternative method of service under the Regulation. Alternative methods of service also include, inter alia, the service by post and the direct service though judicial officers, officials or other competent persons of the Member State addressed. With regard to the service by post, a specific return slip is introduced and the concept of ‘substituting recipients’ is clarified. Concerning direct service, transmitting agencies and courts seised with the proceedings would be permitted to use this method, which would be applicable in the territory of all Member States.
• Defendant not entering an appearance. The court seised with the proceedings is required to send alert messages about the initiation of the proceedings or about the default judgment to the defendant in absentia through available channels of communications. The period of time for the availability of the extraordinary review is harmonised and set to two years from the issuance of the default judgment.
Rapporteur’s approach and main changes proposed
The rapporteur supports the aim of the proposal to improve the effectiveness and the speed of the exchange and service of judicial and extrajudicial documents cross-border. Electronic procedures should play an important role in this regard. At the same time, it is necessary to ensure the protection of the rights of the parties and that any new procedure introduced guarantees smooth and reliable exchanges of documents, as well as high security standards, accessibility and protection of privacy and of personal data.
The clarifications to Regulation (EC) 2007/1393 proposed by the Commission are generally welcome since they will limit legal uncertainty and fragmentation in the application of the provisions of the Regulation.
The rapporteur supports the proposal to introduce electronic exchange of documents between transmitting agencies, receiving agencies and central bodies, through the establishment of a decentralised IT system made up of national IT systems interconnected by a secure and reliable communication infrastructure. Such system should be based on e-CODEX and its modalities of functioning should be defined through delegated acts. The decentralised IT system should ensure high security and the protection of privacy and personal data, in line with Regulation (EU) 2016/679 and Directive (EC) 2002/58.
The rapporteur also supports the introduction of the electronic service as alternative method of service. However, in order to safeguard defendant’s rights, it is necessary to ensure that the addressee explicitly accepts this method of service and that the technical means used for the exchange of documents are effective and guarantee, inter alia, high security, accessibility, privacy and protection of personal data.
The rapporteur considers that parties who are domiciled in another Member State should be offered the possibility to appoint a representative in the Member State where the proceedings are taking place for the purpose of service of documents on them. This should however not be an obligation for the parties, because of the additional costs it would impose on them and because reliable and smooth alternative methods of service are available. The measures of this Regulation should in any case be without prejudice to Union and national requirements imposing an obligation to appoint a representative in the forum Member State upon parties who are domiciled in another Member State for other purposes than the service of documents under this Regulation.
In order to ensure access to justice, Regulation (EC) 2007/1393 establishes limitations to the payments that Member States may impose on applicants for the recourse to a judicial officer or to a person competent for the service of documents or for the use of a particular method of service. However, costs vary significantly from Member State to Member State and can reach more than 100 euros for direct service in certain cases. The rapporteur believes that the costs should not be excessive and too burdensome for applicants, since this might limit the use of these alternative methods of service and negatively affect access to justice. For these reasons, it is necessary to establish a cap to the payments that Member States may impose on applicants for the recourse to a judicial officer or to a person competent for the service of documents or for the use of a particular method of service.
It is useful to update the provisions of Regulation (EC) 2007/1393 on the protection of privacy and of personal data, considering the recent developments in Union law in this area and, in particular, the approval of Regulation (EU) 2016/679.
The rapporteur proposes to insert certain specific deadlines in Article 6 in order to ensure that transmission of documents and communications between transmitting agencies, receiving agencies and central bodies is smooth and effective. Those deadlines depend on the electronic transmission of documents and communications, it is therefore appropriate to foresee that they would not apply where transmission is carried out through alternative means because of an unforeseen and exceptional disruption of the decentralised IT system.
Clarifications and minor changes are inserted in Article 8, regarding the procedure on the right of the addressee to refuse to accept a document if it is not drawn up or translated into an appropriate language, and in Article 19, with regard to the conditions for default judgements and the safeguards for the defendants in those cases.
PROCEDURE – COMMITTEE RESPONSIBLE
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Title |
Service in the Member States of judicial and extrajudicial documents in civil or commercial matters (service of documents) |
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References |
COM(2018)0379 – C8-0243/2018 – 2018/0204(COD) |
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Date submitted to Parliament |
31.5.2018 |
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Committee responsible Date announced in plenary |
JURI 10.9.2018 |
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Rapporteurs Date appointed |
Sergio Gaetano Cofferati 24.9.2018 |
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Discussed in committee |
20.11.2018 |
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Date adopted |
10.12.2018 |
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Result of final vote |
+: –: 0: |
18 0 0 |
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Members present for the final vote |
Joëlle Bergeron, Jean-Marie Cavada, Kostas Chrysogonos, Mady Delvaux, Mary Honeyball, Sajjad Karim, Sylvia-Yvonne Kaufmann, António Marinho e Pinto, Julia Reda, Evelyn Regner, Pavel Svoboda, Axel Voss, Francis Zammit Dimech, Tadeusz Zwiefka |
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Substitutes present for the final vote |
Sergio Gaetano Cofferati, Luis de Grandes Pascual, Tiemo Wölken, Kosma Złotowski |
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Date tabled |
8.1.2019 |
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FINAL VOTE BY ROLL CALL IN COMMITTEE RESPONSIBLE
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18 |
+ |
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ALDE |
Jean-Marie Cavada, António Marinho e Pinto |
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ECR |
Kosma Złotowski |
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EFDD |
Joëlle Bergeron |
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GUE/NGL |
Kostas Chrysogonos |
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PPE |
Daniel Buda, Luis de Grandes Pascual, Pavel Svoboda, Axel Voss, Francis Zammit Dimech, Tadeusz Zwiefka |
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S&D |
Sergio Gaetano Cofferati, Mady Delvaux, Mary Honeyball, Sylvia-Yvonne Kaufmann, Evelyn Regner, Tiemo Wölken |
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VERTS/ALE |
Julia Reda |
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0 |
- |
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0 |
0 |
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Key to symbols:
+ : in favour
- : against
0 : abstention